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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-07 |
| WI | RA | APPROVED | 2020-08-24 |
Branch Locations
944 Williamson Street, Madison, WI 53703 • United States
1000 Ihm Street, Lancaster, WI 53813 • United States
120 Vinburn Road, Deforest, WI 53532 • United States
1520 E. Business Highway 151, Platteville, WI 53818 • United States
105 Enterprise Dr., Verona, WI 53593 • United States
2800 Royal Ave Ste 204, Madison, WI 53713 • United States
5325 High Crossing Blvd, Madison, WI 53718 • United States
1205 Joseph Street, Dodgeville, WI 53533 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Advisors | La Vista | NE | 07/2009 | 08/2020 |
| Usadvisors Wealth Management, Llc | Monona | WI | 08/2015 | 08/2020 |
| Lpl Financial Llc | Madison | WI | 08/2020 | Present |
1) 6/2009 - DBA for LPL Business (entity for LPL business) - Engle Tyler & Associates - Investment Related - Madison, WI 53713 2) 1/1992 - Non-Variable Insurance - Mark Engle - Investment Related - Madison, WI 53713 3) 1/6/2021 - Heartland Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/4/2021- 80 Hours Per Month/80 Hours During Securities Trading. 4) 10/03/2023 - Banner Life - Non-Variable Insurance - Agent Producer - Investment Related - At Reported Business Location(s) - Start Date 09/11/2023 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-21 |
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