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Michael Scott Gieseke

Cetera Investment Advisers LLC

Lombard, IL

Naples, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-02-18
IL RA APPROVED 2019-06-25
  • FL RA
    APPROVED
    Since 2021-02-18
  • IL RA
    APPROVED
    Since 2019-06-25

Branch Locations

One East 22Nd Street Suite 710, Lombard, IL 60148 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Lombard IL 01/2009 06/2019
Foresters Advisory Services Llc Lombard IL 03/2013 06/2019
Cetera Investment Advisers Llc Lombard IL 06/2019 Present
Cetera Investment Services Llc St Cloud MI 06/2019 Present
  • 01/2009 → 06/2019
    Foresters Financial
    Lombard, IL
  • 03/2013 → 06/2019
    Foresters Advisory Services Llc
    Lombard, IL
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Lombard, IL
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MI
Previous Registrations
  • 2013-04-01 → 2019-06-24
    Foresters Advisory Services, Llc
    Lombard, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-18
S63 Uniform Securities Agent State Law Examination 1989-07-25
  • S66 Uniform Combined State Law Examination
    2019-06-18
  • S63 Uniform Securities Agent State Law Examination
    1989-07-25

View on SEC IAPD

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SANJAY Paul SHARMA
Mark Jason Schmulen
Tyler Hurst Smith

Other Offices

FORUM FINANCIAL MANAGEMENT, LP · LOMBARD, IL
OSAIC WEALTH, INC. · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
EDWARD JONES · Lombard, IL
INVESTMENT CONSULTING SERVICES, LLC · LOMBARD, IL
ATHENA ADVISOR SERVICES, LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMBARD, IL
CETERA INVESTMENT ADVISERS LLC · LOMARD, IL

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