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Nilamber Bhakta Shrestha

Oppenheimer & Co. Inc.

San Francisco, CA

Oakland, CA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-03
CA RA APPROVED 2005-08-19
  • TX RA
    APPROVED_RES
    Since 2017-01-03
  • CA RA
    APPROVED
    Since 2005-08-19

Branch Locations

580 California Street Suite 2300, San Francisco, CA 94104 • United States

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Los Angeles CA 08/2005 Present
Previous Registrations
  • 1998-08-24 → 2005-08-29
    Morgan Stanley Dw Inc.
    San Francisc, CA
Other Businesses

AVARA COUTURE LLC. NON-INVESTMENT RELATED. 1 HOUR/WEEK. REGISTERED TO MY RESIDENCE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-27
S63 Uniform Securities Agent State Law Examination 1989-08-01
  • S65 Uniform Investment Adviser Law Examination
    1997-06-27
  • S63 Uniform Securities Agent State Law Examination
    1989-08-01
Other Names
  • Niley Shrestha
  • Nilamber B Shrestha

View on SEC IAPD

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DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
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1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
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