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111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-01-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Alma | MI | 12/1995 | Present |
| Securities America Advisors, Inc. | Alma | MI | 12/1995 | Present |
| Nichols Financial Group | Alma | MI | 01/1986 | Present |
1) NICHOLS FINANCIAL GROUP 323 GRATIOT AVE ALMA, MI 48801 - FIXED ANNUITIES/LIFE INSURANCE SALES - 100% OWNER/AGENT SINCE 5/1990 - APPROX 60 HRS/MO - COMMISSIONS 2) NICHOLS MANAGEMENT CO 323 GRATIOT AVE ALMA, MI 48801 - MANAGE OFFICE BLDG - 100% OWNER SINCE 1/2005 - APPROX 1 HR/MO - NOT COMPENSATED, RENT PROCEEDS GO TO BROTHER 3) DAVE AND MARILYN NICHOLS IRRV TRUST 323 GRATIOT AVE ALMA, MI 48801 - TRUSTEE SINCE 1/2005 - 50% BENEFICIARY - NO COMPENSATION 4) K.D. NICHOLS ENTERPRISES LLC 5273 N LUCE RD ALMA, MI 48801 - PERSONAL BROKERAGE ACCT SET UP FOR ESTATE PLANNING AND ASSET PROTECTION - 96% OWNER SINCE 1/2008 - APPROX 1 HR/MO - NO COMPENSATION 5) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 4/2015 - APPROX 80 HRS/MO - FEE BASED COMPENSATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-24 |
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