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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2016-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Portage | MI | 07/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Kalamazoo | MI | 03/2020 | Present |
Board of Directors; Bui Family Foundation; Secretary; Belleville, MI, ,; ; 09/01/2005; 1 to 9 hours per month; 1 to 9 during trading hours. Fiduciary Activities. Real Estate License; Yes. Outside Employment; Law Offices of William J. Liston, PC; Owner, President, Managing Attorney -; Legal Services; 5144 Gull Road, , Kalamazoo, MI, 49048; Not Investment-Related; 06/01/1992; 60 hours per month; 60 during trading hours / Liston & Liston, LLC d/b/a Liston Bosch Realty; Member -; Real Estate Services; 5144 Gull Road, , , Kalamazoo, MI, 49048; Not Investment-Related; 10/15/2005; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-26 |
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