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Employer firm

Kestra Private Wealth Services, LLC CRD 155193

$13.5B regulatory AUM 109 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-08-18
TX RA APPROVED 2023-08-09
  • UT RA
    APPROVED
    Since 2023-08-18
  • TX RA
    APPROVED
    Since 2023-08-09

Branch Locations

2225 Washington Blvd Ste 230, Ogden, UT 84401 • United States

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2009 08/2023
Kestra Investment Services, Llc Ogden UT 08/2023 Present
Kestra Private Wealth Services, Llc Ogden UT 08/2023 Present
Previous Registrations
  • 2010-01-20 → 2023-08-17
    Pleasant View, UT
    St Louis, MO
    Pleasant View, UT
Other Businesses

BN: CATALYST RETIREMENT SOLUTIONS POS: Partner NOB: Insurance INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/14/2023 ADDRESS: 372 E 24th Street, 3rd Floor, Ogden UT 84401 DESC: Meeting w/ clients, financial planning BN: GARREN DECKER CATALYST ADVISORS INC. POS: Owner/President NOB: Tax Entity INV REL: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/09/2023 ADDRESS: 2225 Washington Blvd, Suite 230, Ogden UT 84401 DESC: Entity is set up to receive revenue and complete taxes. BN: HOMESMILES POS: Owner/President NOB: Home inspection INVEST REL: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 4960 Pole Patch Drive, Pleasant View UT 84414-1077 DESC: My duties and obligations are strategic planning to implement the business strategy and drive growth and meet customer needs. I oversee budgeting, accounting, and financial reporting to ensure profitability and sustainability.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-15
S63 Uniform Securities Agent State Law Examination 1989-09-29
  • S66 Uniform Combined State Law Examination
    2010-01-15
  • S63 Uniform Securities Agent State Law Examination
    1989-09-29
Other Names
  • Garren Decker

View on SEC IAPD

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