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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2017-08-31 |
| TX | RA | APPROVED_RES | 2006-09-28 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
29899 Agoura Rd Ste 112, Agoura Hills, CA 91301 • United States
319 E Carrillo St Ste 107, Santa Barbara, CA 93101 • United States
Agoura Hills, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Woodland Hills | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Agoura Hills | CA | 03/2020 | Present |
Real Estate Ownership; Single Family; 62 W. Sienna Place, The Woodlands, TX 77382, ,; Not Investment-Related; 06/25/2015 / Single Family; 88 Eagle Rock Circle, The Woodlands, TX 77381, ,; Not Investment-Related; 11/02/2012. Business Ownership; CrimsonCardinal, LLC; Co-owner; This is an operating company formed to manage my practice.; 29899 Agoura Road, Suite 112, Agoura Hills, CA, 91301; Not Investment-Related; 05/31/2018; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-16 |
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