John Cannon

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 04/2017
  Chatham Financial
  Kennett Square, PA
• 06/2017 → 07/2017
  Unemployed
  Exton, PA
• 08/2017 → 06/2019
  Tncp, Llc
  Exton, PA
• 08/2017 → 06/2019
  Truenorth Capital Partners Llc
  Exton, PA
• 04/2017 → 05/2017
  Jeff D'AMbrosio Automotive
  Downington, PA
• 06/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, PA
• 08/2019 → Present
  Bank Of America, N.A.
  Wayne, PA

Other Businesses

I*125533For profit or not for profit: For-Profit OrganizationName of outside business organization: Main Line True North, LLCInvestment related: NAddress of business:Exton, Pennsylvania 19341Nature of business: LLC,Position, title, association: Officer, Start date of relationship: 9/5/2017Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This was an LLC set up to manage my independent contractor activities (income and expenses) for my previous employer, TrueNorth Capital Partners. This company was terminated in December 2018.I*125532For profit or not for profit: For-Profit OrganizationName of outside business organization: Main Line Ohana, Inc.Investment related: NAddress of business: Exton, Pennsylvania 19341Nature of business: Corporation,Position, title, association: Officer, Start date of relationship: 8/15/2017Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is an INACTIVE business. This entity was formed to manage a shared office space franchise. My wife and I terminated the company in December 2018 and it will be stricken off the Pennsylvania registry upon completion of the 2018 tax returns. I*3760291 Entity Type: N/A Name of OBA: J P C EXEC EST OF J F C Address: Exton, Pennsylvania, 19341-2090 Investment Related: No Position, Title, Association: Executor Employee Start Date: 02/12/2026 Number of Hours: 20, Monthly Number of Hours during trading: 0, Monthly Duties: Siblings

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-08-27
• S63 Uniform Securities Agent State Law Examination
  2018-01-26

Other Names

• John Peter Cannon