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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
150 East Butterfield Road, Elmhurst, IL 60126 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Bloomingdale | IL | 10/2012 | Present |
| Wayne Hummer Investments Llc | Wood Dale | IL | 04/2013 | 01/2025 |
| Lpl Financial Llc | Glen Ellyn | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/12/2024- 160 Hours Per Month- 100 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-03 |
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