Daryl Sean Brockman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1989 → Present
  #Ia Signator Investors, Inc.
  Mclean, VA
• 02/1989 → Present
  John Hancock Life Insurance Company
  Boston, MA
• 02/1989 → Present
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Vienna, VA

Previous Registrations

• 1999-04-02 → 2018-11-02
  Signator Investors, Inc.
  Damascus, OR
  Vienna, VA
• 2001-05-15 → 2005-02-01
  Seia
  Beverly Hills, CA

Other Businesses

1) SIGNATURE FINANCIAL PARTNERS, LLC POSITION: President & CEO NATURE: LLC, pass through entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 40 START DATE: 03/17/2006 ADDRESS: 8607 Westwood Center Dr., 3rd Floor, Vienna VA 22182, United States DESCRIPTION: Manage and oversee the firm, including personal production. Firm is aligned with Royal Alliance as our B/D. 2) GLOBAL BROKERAGE PARTNERS POSITION: President NATURE: Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/13/2002 ADDRESS: 8607 Westwood Center Dr., Fl 3, VIENNA VA 22182-7506, United States DESCRIPTION: Old Insurance Brokerage outlet from John Hancock days that simply pays overrides/renewals from business written well before 2018.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-06
• S63 Uniform Securities Agent State Law Examination
  1989-12-20

Other Names

• Daryl S Brockman