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Beverly Kay Schmitt

Raymond James & Associates, Inc.

Centerville, OH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-04-29
  • OH RA
    APPROVED
    Since 2019-04-29

Branch Locations

7887 Washington Village Drive Suite 100, Centerville, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Centerville OH 06/2009 04/2019
Wells Fargo Clearing Services, Llc Centerville OH 11/2016 04/2019
Raymond James & Associates, Inc. Centerville OH 04/2019 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-07-14
  • S63 Uniform Securities Agent State Law Examination
    1989-07-14
Other Names
  • Beverly Kay Brauer
  • Beverly Kay Schmitt
  • Beverly Kay Brauer

View on SEC IAPD

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