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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-28 |
| NC | RA | APPROVED | 2017-03-25 |
Branch Locations
107 Chestnut Street Suite 5, Wilmington, NC 28401 • United States
Lake Waccamaw, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Myrtle Beach | SC | 01/1988 | 03/2017 |
| Massmutual Life Insurance Co | Wilmington | NC | 07/2016 | Present |
| Mml Investors Services, Llc | Wilmington | NC | 03/2017 | Present |
1) NAME: Center LIX, LLC INV REL: Y ADD: 107 CHESTNUT ST., WILMINGTON, NC 28401 NATURE: S Corp. for 1099 income from MMLIS business POSITION: Registered agent START DATE: 01/01/2018 NO. HR/MO: 120 NO. HR/MO DURING SEC TRADING: 80 DESCRIBE DUTIES: Financial services file as Subchapter S as Center LIX. Originally Center LIX was the sublease of a holding company that owned property that was originally going to be 1031 exchange. Agreement was dissolved and property is now personally owned. 2) NAME: Eric Brandt INV REL: Y ADD: Residential Address NATURE: Assorted rental properties POSITION: Owner START DATE: 01/01/2000 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Rental property, commercial and residential. 3) NAME: H. Brandt Properties, LLC INV REL: Y ADD: Residential Address NATURE: There is no properties or business conducted in this LLC POSITION: Manager START DATE: 01/01/2000 NO. HR/MO: .10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: none 4) NAME: ERIC BRANDT, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 3/25/2017, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-25 |
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