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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
NC RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • NC RA
    APPROVED
    Since 2017-03-25

Branch Locations

107 Chestnut Street Suite 5, Wilmington, NC 28401 • United States

Lake Waccamaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Myrtle Beach SC 01/1988 03/2017
Massmutual Life Insurance Co Wilmington NC 07/2016 Present
Mml Investors Services, Llc Wilmington NC 03/2017 Present
  • 01/1988 → 03/2017
    Metlife Securities Inc.
    Myrtle Beach, SC
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Wilmington, NC
  • 03/2017 → Present
    Wilmington, NC
Previous Registrations
  • 2001-12-31 → 2017-03-25
    Msi Financial Services, Inc.
    Wilmington, NC
    Wilmington, NC
Other Businesses

1) NAME: Center LIX, LLC INV REL: Y ADD: 107 CHESTNUT ST., WILMINGTON, NC 28401 NATURE: S Corp. for 1099 income from MMLIS business POSITION: Registered agent START DATE: 01/01/2018 NO. HR/MO: 120 NO. HR/MO DURING SEC TRADING: 80 DESCRIBE DUTIES: Financial services file as Subchapter S as Center LIX. Originally Center LIX was the sublease of a holding company that owned property that was originally going to be 1031 exchange. Agreement was dissolved and property is now personally owned. 2) NAME: Eric Brandt INV REL: Y ADD: Residential Address NATURE: Assorted rental properties POSITION: Owner START DATE: 01/01/2000 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Rental property, commercial and residential. 3) NAME: H. Brandt Properties, LLC INV REL: Y ADD: Residential Address NATURE: There is no properties or business conducted in this LLC POSITION: Manager START DATE: 01/01/2000 NO. HR/MO: .10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: none 4) NAME: ERIC BRANDT, INV REL: Y, ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 3/25/2017, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-24
S63 Uniform Securities Agent State Law Examination 1989-08-25
  • S65 Uniform Investment Adviser Law Examination
    1998-09-24
  • S63 Uniform Securities Agent State Law Examination
    1989-08-25
Other Names
  • Eric Brandt
  • Eric A Brandt

View on SEC IAPD

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