Thomas Leslie Dahl

Current Employers

Employment History

• 08/2009 → 02/2021
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2009 → 05/2021
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 05/2021 → Present
  Independent Financial Group
  Mcfarland, WI

Previous Registrations

• 2009-08-17 → 2021-05-17
  Cambridge Investment Research Advisors, Inc.
  Cross Plains, WI
  Middleton, WI
  Middleton, WI
  Belleville, WI
  Brooklyn, WI
  Sauk City, WI
  Middleton, WI
  Mcfarland, WI
• 2005-08-30 → 2009-08-18
  Capital Financial Services, Inc.
  Minot, ND
  Mcfarland, WI
  Middleton, WI
  Middleton, WI

Other Businesses

(1) TOM DAHL POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 05/01/2021 ADDRESS: 5009 Valley Dr., Mcfarland WI 53558, United States DESCRIPTION: Insurance Agent (2) FARMHOUSE RENTAL POSITION: Agent/Representative NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2021 ADDRESS: 7614 Inama Rd, Sauk City WI 53583, United States DESCRIPTION: Owner of rental property (3) OPTIMIST CLUB MEMBER POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2021 ADDRESS: 5009 Valley Dr., Mcfarland WI 53558, United States DESCRIPTION: Attend meetings and help wit projects and fundraisers (4) RENTAL PROPERTY POSITION: land owner NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2021 ADDRESS: 7614 Inama Rd, Sauk City WI 53583, United States DESCRIPTION: Land rental property (5) CULVERS RESTAURANT OF YULEE FL POSITION: owner NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2021 ADDRESS: 5009 Valley Dr., Mcfarland WI 53558, United States DESCRIPTION: Owner of restaurant (6) DAHL FINANCIAL SERVICES, LLC POSITION: owner NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/01/2021 ADDRESS: 5009 Valley Dr., Mcfarland WI 53558, United States DESCRIPTION: 100% owner of DBA used for marketing purposes (7) RENTAL PROPERTY POSITION: Owner of real estate NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/12/2022 ADDRESS: 5009 Valley Dr., McFarland, WI 53558, United States DESCRIPTION: RENTAL PROPERTY. (8) GOLF DRIVING RANGE FAMILY ENTERTAINMENT CENTER POSITION: investor NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2022 ADDRESS: McFarland, WI 53558, United States DESCRIPTION: Golf driving range. (9) TURTLE ISLAND POSITION: former owner existing owner is currently repaying me the funds that I put in to start the business NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/22/2023 ADDRESS: 831 East Johnson St, Madison WI 53703, United States DESCRIPTION: none (10) TOM DAHL CHEESE GIFT POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2026 ADDRESS: 5009 Valley Dr., Mcfarland WI 53558, United States DESCRIPTION: i would get 40 LBS and it is wrapped in 5# packages. they would be able to get it from me. (11) TOM DAHL POSITION: owner NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 01/27/2026 ADDRESS: 5009 Valley Dr, McFarland WI 53558, United States DESCRIPTION: purchase real estate. remodel or upgrade then resell. Focus will be buying distressed or foreclosed property. Mostly Hire work to be done working with Josh Rounds who is a real estate agent and has a remodeling business. (12) LAKEHOME RENTAL POSITION: member NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/06/2026 ADDRESS: 5009 Valley Dr., Mcfarland WI 53558, United States DESCRIPTION: Manage short term rental lake house property management firm will day to day tasks

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-24
• S63 Uniform Securities Agent State Law Examination
  1989-07-14