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Thomas William Chichester

Charles Schwab & Co., Inc.

Lone Tree, CO

Austin, TX

CRD 1959388

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-03
CO RA APPROVED 2018-03-27
  • CA RA
    APPROVED
    Since 2024-01-03
  • CO RA
    APPROVED
    Since 2018-03-27

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cliftonlarsonallen Wealth Advisors, Llc Greenwood Villae CO 01/2016 12/2017
Charles Schwab & Co., Inc. Lone Tree CO 03/2018 Present
Charles Schwab Retirement Plan Services, Inc. Lone Tree CO 03/2018 01/2019
Previous Registrations
  • 2016-01-08 → 2017-12-05
    Cliftonlarsonallen Wealth Advisors, Llc
    Denver, CO
    Minneapolis, MN
    Minneapolis, MN
  • 2011-01-13 → 2016-01-26
    Newport Group Securities, Inc.
    Lake Mary, FL
    Lake Mary, FL
    Lake Mary, FL
    Englewood, CO
  • 2007-11-16 → 2010-07-09
    Financial Telesis Inc
    Denver, CO
    Denver, CO
    San Rafael, CA
    San Rafael, CA
  • 2007-02-13 → 2007-12-05
    Cetera Advisors Llc
    Denver, CO
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-14
S63 Uniform Securities Agent State Law Examination 1997-07-02
  • S65 Uniform Investment Adviser Law Examination
    2007-06-14
  • S63 Uniform Securities Agent State Law Examination
    1997-07-02
Other Names
  • Thomas William Chichester
  • Tom Chichester
  • Thomas W Chichester

View on SEC IAPD

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