Jeffery King Vanwart

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2006 → 12/2022
  Cantella & Co Inc
  Boston, MA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2022 → 03/2023
  Cantella & Co Inc
  Malden, MA

Previous Registrations

• 2006-11-21 → 2023-04-03
  Cantella & Co., Inc.
  Malden, MA
  Houston, TX
  Houston, TX
  Houston, TX
  Malden, MA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 16 HR/MO, 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) KING CAPITAL ADVISORS INC, 1888 S Dairy Ashford, Suite 554, Houston TX 77077, United States, 08/15/2006, President, DBA Name, INV REL, 160HR/MO - 160HR/MO TRADING 3) EL REY INTERESTS, LLC, Houston TX 77079, 01/2010, Owner, Personal investment, NIR, 5HR/MO - 0HR/MO TRADING 4) OPERON PARTNERS, Houston TX 77079, 01/2000, Partner, Investment Partnership with Family, NIR, 5HR/MO - 0HR/MO TRADING 5) MJBA LLC, Cypress TX 78756, 01/2010, Owner, Private Investments, NIR, 1HR/MO - 0HR/MO TRADING 6) INTEGRITY BANK, SSB, 8584 Katy Freeway, Houston TX 77024, United States, START DATE 06/2023, Director, Bank/Credit Union, NIR, 8 HR/MO, 2 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-13
• S63 Uniform Securities Agent State Law Examination
  1989-11-14

Other Names

• Jeffery King Vanwart
• Jeffery King Vanwart
• Jeff Vanwart
• Jeffery King Vanwart
• Jeffrey King Vanwart