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Andrew Joseph Fairchild

Independent Financial Group, LLC

Parkland, FL

San Diego, CA

CRD 1959274

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Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-16
  • FL RA
    APPROVED
    Since 2025-04-16

Branch Locations

Parkland, FL • United States

12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Investacorp Inc Miami FL 08/2014 12/2018
Kovack Securities, Inc. Fort Lauderdale FL 12/2018 10/2019
Kovack Advisors, Inc. Fort Lauderdale FL 12/2018 10/2019
Newbridge Securities Corporation Boca Raton FL 10/2019 04/2025
Independent Financial Group, Llc Parkland FL 04/2025 Present
  • 08/2014 → 12/2018
    Investacorp Inc
    Miami, FL
  • 12/2018 → 10/2019
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 12/2018 → 10/2019
    Kovack Advisors, Inc.
    Fort Lauderdale, FL
  • 10/2019 → 04/2025
    Newbridge Securities Corporation
    Boca Raton, FL
  • 04/2025 → Present
    Parkland, FL
Previous Registrations
  • 2020-01-09 → 2025-04-15
    Boca Raton, FL
    Boca Raton, FL
    Parkland, FL
  • 2018-07-25 → 2018-12-12
    Investacorp Advisory Services Inc
    Parkland, FL
Other Businesses

1)DBA - Fairchild Financial Retirement Solutions, Inc. (Fairchild F.R.S. Inc.), Investment Related, Conducted from 11847 NW 69th Place, Parkland, FL 33076. The nature of the Outside Business Activity (OBA) is DBA/Fixed Insurance, my position in the organization is President. 09/2015 was the start of the relationship with the other business and 165 hours are devoted to the other business per week and 8 hours are devoted to the other business during securities trading hours per month. 2) Insurance: Life Agent/Variable Annuity INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2017 ADDRESS: 11847 Nw 69th Place, Parkland FL 33076, United States DESCRIPTION: Insurance FAIRCHILD FINANCIAL RETIREMENT SOLUTIONS INC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2017 ADDRESS: 11847 Nw 69th Place, Parkland FL 33076, United States DESCRIPTION: Registered Rep / Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-19
S63 Uniform Securities Agent State Law Examination 1989-06-29
  • S65 Uniform Investment Adviser Law Examination
    2018-07-19
  • S63 Uniform Securities Agent State Law Examination
    1989-06-29

View on SEC IAPD

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