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Erik Michael Tower

Wells Fargo Clearing Services, LLC

Park City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-07-14
CA RA APPROVED 2008-01-01
  • UT RA
    APPROVED
    Since 2025-07-14
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

1441 W Ute Blvd Ste 380, Park City, UT 84098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pleasanton CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pleasanton CA 11/2016 Present
Previous Registrations
  • 2002-06-27 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Pleasanton, CA
    St. Louis, MO
    Pleasanton, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-26
S63 Uniform Securities Agent State Law Examination 1998-10-21
  • S65 Uniform Investment Adviser Law Examination
    1998-10-26
  • S63 Uniform Securities Agent State Law Examination
    1998-10-21

View on SEC IAPD

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DECATHLON CAPITAL MANAGEMENT II, LLC · PARK CITY, UT
THE CAPROCK GROUP, LLC · PARK CITY, UT
MORGAN STANLEY · Park City, UT
DW HEALTHCARE PARTNERS · PARK CITY, UT
HST VENTURES, LLC · PARK CITY, UT
OAKHOUSE PARTNERS, LLC · PARK CITY, UT
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