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Richard P Branco

Ameriprise Financial Services, LLC

State College, PA

Warriors Mark, PA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-06-22
  • PA RA
    APPROVED
    Since 2026-06-22

Branch Locations

2134 Sandy Drive Suite 8, State College, PA 16803 • United States

Warriors Mark, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc State College PA 07/2005 06/2026
Tiaa State College PA 07/2005 06/2026
Ameriprise Financial Services, Llc State College PA 06/2026 Present
Previous Registrations
  • 2007-07-09 → 2026-06-22
    Tiaa-Cref Individual & Institutional Services, Llc
    State College, PA
    Philadelphia, PA
    Warriors Mark, PA
    Princeton, NJ
    Philadelphia, PA
    State College, PA
    Philadelphia, PA
    Roseland, NJ
    Philadelphia, PA
    Pittsburgh, PA
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-06
S63 Uniform Securities Agent State Law Examination 1995-06-30
  • S65 Uniform Investment Adviser Law Examination
    2007-07-06
  • S63 Uniform Securities Agent State Law Examination
    1995-06-30
Other Names
  • Rick Branco
  • Richard Paul Branco
  • Richard Paul Branco
  • Richard Branco
  • Richard P Branco

View on SEC IAPD

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NESTLERODE & LOY, INC. · STATE COLLEGE, PA
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