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David Ackerman

Wells Fargo Clearing Services, LLC

Charlotte, NC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-01-13
  • NC RA
    APPROVED
    Since 2023-01-13

Branch Locations

1525 W Wt Harris Blvd, Charlotte, NC 28262 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Charlotte NC 02/2017 Present
Wells Fargo Clearing Services Charlotte NC 09/2022 Present
Citizens Bank Na Chenango Bridge NY 04/2011 02/2017
  • 02/2017 → Present
    Wells Fargo Bank
    Charlotte, NC
  • 09/2022 → Present
    Wells Fargo Clearing Services
    Charlotte, NC
  • 04/2011 → 02/2017
    Citizens Bank Na
    Chenango Bridge, NY
Other Businesses

GUARDIANS OF THE CHILDREN ; INV RELATED; MT MOURNE, NC; EDUCATE; TREASURER; START DATE: 11/01/2025; 5 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-13
  • S66 Uniform Combined State Law Examination
    2023-01-13
Other Names
  • David Demerest Ackerman

View on SEC IAPD

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