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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-08-03
TX RA APPROVED 2023-07-26
NY RA APPROVED 2021-06-17
  • CT RA
    APPROVED
    Since 2026-08-03
  • TX RA
    APPROVED
    Since 2023-07-26
  • NY RA
    APPROVED
    Since 2021-06-17

Branch Locations

2 Pomperaug Office Park Ste 301, Southbury, CT 06488 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

475 Park Avenue South Suite 2100, New York, NY 10016 • United States

Upper Nyack, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc. New York NY 04/2016 Present
Kestra Advisory Services, Llc. New York NY 04/2016 Present
Christopher Street Financial New York NY 05/2007 Present
  • 04/2016 → Present
    Kestra Investment Services, Llc.
    New York, NY
  • 04/2016 → Present
    New York, NY
  • 05/2007 → Present
    Christopher Street Financial
    New York, NY
Previous Registrations
  • 2005-02-25 → 2007-05-18
    Walnut Street Securities, Inc.
    New York, NY
    New York, NY
    New York, NY
  • 2002-01-02 → 2003-01-24
    Nathan & Lewis Securities, Inc.
    New York, NY
Other Businesses

Business Name: Great Jones Holdings LLC Investment Related: No Address: 311 North Broadway Nyack NY 10960 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 9/1/1995 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Ownership and management of investment properties. Business Name: Christopher Street Financial Investment Related: Yes Address: 475 Park Avenue South Suite 2100 New York NY 10016 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/2000 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Management of all business activities and relationship management Business Name: Renaissance Properties, LLC Investment Related: No Address: 311 North Broadway Upper Nyack NY 10960 Nature of Business: Real Estate Position, Title or Relationship: Managing member Start Date: 1/1/1998 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Management of LLC Business Name: Rockland Pride Center Investment Related: No Address: 28 S Franklin St. Nyack NY 10960 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 1/10/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Running board meetings Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Making Gay History Investment Related: No Address: www.makinggayhistory.org New York NY 10012 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 8/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Meetings, consulting, promotion, fundraising Business Name: CSF PARTNERS, LLC POSITION: Member NATURE: Holding Company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2019 ADDRESS: 311 North Broadway, Nyack NY 10960 DESCRIPTION: Receives profits and incurs administrative, legal and tax expenses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-20
S63 Uniform Securities Agent State Law Examination 1989-09-20
  • S66 Uniform Combined State Law Examination
    2002-09-20
  • S63 Uniform Securities Agent State Law Examination
    1989-09-20
Designations
Other Names
  • Jen Hatch

View on SEC IAPD

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