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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-02-02
  • IL RA
    APPROVED
    Since 2016-02-02

Branch Locations

10837 S. Western Ave. Suite #3, Chicago, IL 60643 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ivory Tower Financial Services Chicago IL 09/1994 Present
Gwn Securities Inc Palm Beach Gardens FL 01/2015 Present
  • 09/1994 → Present
    Ivory Tower Financial Services
    Chicago, IL
  • 01/2015 → Present
    Palm Beach Gardens, FL
Other Businesses

DBA IVORY TOWER FINANCIAL SERVICES. 10837 S. WESTERN SUITE 1 CHICAGO, ILLINOIS 60643***FIXED INSURANCE. IVORY TOWER FINANCIAL SERVICES. 10837 S. WESTERN SUITE 1 CHICAGO, IL 60643. INSURANCE SALES, AGENT; OWNER. 1994. HRS/MONTH: 20-40 HRS/TRADING: 10-20***BOARD MEMBER. ERIC FAMILY SERVICES. 1900 N AUSTIN SUITE 295 CHICAGO, IL 60639. OVERSEE OPERATIONS; VICE PRESIDENT. 1999. HRS/MONTH: 2 HRS/TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-02
S63 Uniform Securities Agent State Law Examination 1992-01-13
  • S66 Uniform Combined State Law Examination
    2016-02-02
  • S63 Uniform Securities Agent State Law Examination
    1992-01-13

View on SEC IAPD

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