Kevin Anthony Foreman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 10/2016
  Thrivent Financial For Lutherans
  Appleton, WI
• 07/2002 → 10/2016
  Thrivent Investment Management Inc.
  San Antonio, TX
• 10/2016 → Present
  Lpl Financial, Llc
  San Antonio, TX

Previous Registrations

• 2004-01-07 → 2016-10-25
  Thrivent Investment Management Inc.
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX

Other Businesses

1) 4/26/2017 - Pietsch Wealth Management Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 04/01/2017 - 4 Hours Per Month/1 Hour During Securities Trading - Life and fixed annuities. 2) 07/10/2025 - Foreman Financial, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:01/01/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-13
• S63 Uniform Securities Agent State Law Examination
  1989-06-26