Roger Lee Mabe

Current Employers

Employment History

• 10/2007 → Present
  Lpl Financial Llc
  Asheboro, NC
• 12/2016 → Present
  Kestra Investment Services, Llc
  Asheboro, NC
• 12/2016 → Present
  Kestra Advisory Services, Llc
  Asheboro, NC

Previous Registrations

• 2007-10-12 → 2016-12-20
  Lpl Financial Llc
  Eagle Springs, NC
  Asheboro, NC
  Jamestown, NC
  Eagle Springs, NC
• 2005-06-10 → 2007-10-22
  A. G. Edwards & Sons, Inc.
  Pinehurst, NC
  Asheboro, NC

Other Businesses

Business Name: Kestra Advisory services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 12/16/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: financial services Business Name: Mabe Financial Group Investment Related: Yes Address: 919 South Cox St. Suite A2 Asheboro NC 27203 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: registered rep Start Date: 12/16/2016 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: financial services Business Name: YMCA Investment Related: No Address: 343 NC highway 42 N Asheboro NC 27203 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: director Start Date: 1/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: helping to make budget decisions for the YMCA

Exams

• S66 Uniform Combined State Law Examination
  2003-07-03

Other Names

• Roger Lee Mabe