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Mark Francis Monaghan

Wells Fargo Advisors Financial Network, LLC

Sarasota, FL

St. Louis, MO

Sarasota, FL

Wells Fargo Clearing Services, LLC

Sarasota, FL

Longboat Key, FL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-01
  • FL RA
    APPROVED
    Since 2026-05-01

Branch Locations

1605 Main St. (12 & 13 Flr), Sarasota, FL 34236 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

1819 Main St 1St & 2Nd Fl, Sarasota, FL 34236 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-04-25
  • FL RA
    APPROVED
    Since 2017-04-25

Branch Locations

1819 Main St 1St & 2Nd Fl, Sarasota, FL 34236 • United States

Longboat Key, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Tampa FL 09/2012 02/2017
Independent Financial Partners Tampa FL 09/2012 02/2017
Wells Fargo Clearing Services, Llc Tampa FL 04/2017 Present
Wells Fargo Advisors Financial Network Sarasota FL 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-07
S63 Uniform Securities Agent State Law Examination 1996-07-19
  • S66 Uniform Combined State Law Examination
    2014-07-07
  • S63 Uniform Securities Agent State Law Examination
    1996-07-19
Other Names
  • Mark Francis Monaghan
  • Mark F Monaghan

View on SEC IAPD

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