Roch Richard Tranel

Current Employers

Employment History

• 08/1988 → 10/2022
  Money Concepts Capital Corp
  Libertyville, IL
• 05/2019 → Present
  Liberty One Investment Management
  Libertyville, IL
• 10/2022 → 08/2026
  Warhawk One Capital
  Libertyville, IL
• 08/2026 → Present
  The Tranel Group, Llc
  Libertyville, IL

Previous Registrations

• 2023-08-21 → 2026-07-08
  The Tranel Group, Llc
  Libertyville, IL
• 1998-04-30 → 2022-10-21
  Money Concepts Capital Corp
  Wilmington, NC
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Libertyville, IL

Other Businesses

1. Paint The Town Foundation, Corp., Non-Profit Organization, Director, 1 hour a year not during securities trading hours. 2. Enjoy A Better Life Foundation, Corp., Non-Profit Organization, Director, General Operations and Oversight, 1 hour a year not during securities trading hours. 3. Author of 3 books: "The Friend Economy", "Sunny Side Up" and "Eight Things I Wish I Knew Before I Retired", teaching/coaching, marketing and distribution of the book, non-investment related, 2 hours a month during securities trading hours. 4. Liberty One Investment Management, LLC, Registered Investment Adviser (RIA) Firm - CEO, Investment Advisor. Responsible for managing the legal structure of Liberty One. Investment committee member. Oversees key leadership components. Works alongside various employees of Liberty One in a coaching and leadership capacity. 25% of Roch's time is spent fulfilling his Liberty One responsibilities. 5. The Research Group Inc., Non-operating business. Mailing purposes only. Officer, Non-investment related, 0-5% time spent on activity during non-securities hours. 6. 818, Inc., Holding Company. Owner, Non-investment related, 0-10% time spent on activity during securities trading hours. 7. Expanding Happiness, LLC, Rental Real Estate Property Holding Company. Owner, Non-investment related, 1-10% time spent on activity during non-securities trading hours. 8. 818 Digital, LLC: Owner, data consulting, 0-10% time spent on activity during trading hours 9. 818 Private Capital, LLC: owner, family office, 0-10% time spent on activity during trading hours 10. Freedom Coaching, LLC: owner, business and life coaching, 0-10% time spent on activity during trading hours. 11. 4. The Tranel Financial Group, A Financial Planning firm -Owner, CEO. Responsible for managing the legal structure of Liberty One. Oversees key leadership components. Works alongside various employees and leads, coaches, manages the team. He does not practice financial planning or advising. Approximately 25% of Roch's time is spent fulfilling his Tranel Financial Group responsibilities.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-11
• S63 Uniform Securities Agent State Law Examination
  1990-10-16

Designations