Alan Nakamura

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1989 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Anaheim, CA
• 09/2009 → Present
  Bank Of America,Na
  Brea, CA

Other Businesses

I*95026FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: OC UNITEDINVESTMENT RELATED: NADDRESS OF BUSINESS: FULLERTON, CALIFORNIA 92835NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 7/1/2016NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: COMMITTEE TO JOIN TEAM TO HELP NEEDY FAMILIIES. IT IS CALLED THE COMPASSION FUND. MY ROLE IS TO HELP CHOOSE THE FAMILIES WE WILL HELP I*336785, Entity Type Non-profit, Name of OBA: Forest Home Ministries Address: Forest FallsCalifornia92339 Investment Related: No Position, Title, Association: Board Member Employee Start Date: March 1, 2002 No Hours: 5 monthly No Hours during trading: 0 Duties: Director/Board Member Christian Ministry

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-12
• S63 Uniform Securities Agent State Law Examination
  1989-07-21