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Todd James Butler

LPl Financial LLC

Loveland, OH

CRD 1957181

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 1999-10-18
  • OH RA
    APPROVED
    Since 1999-10-18

Branch Locations

Loveland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Loveland OH 02/1996 Present
Other Businesses

1. 9/15/2008 - DBA ONLY - TODD BUTLER - LOVELAND, OH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-10-11
  • S63 Uniform Securities Agent State Law Examination
    1989-10-11
Other Names
  • Todd J Butler

View on SEC IAPD

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