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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-09 |
| TX | RA | APPROVED | 2022-12-09 |
Branch Locations
610 Newport Center Drive Suite 900, Newport Beach, CA 92660-6448 • United States
La Habra, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Newport Beach | CA | 01/2014 | 12/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2022 |
| Rbc Capital Markets, Llc | Newport Beach | CA | 12/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 12/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-29 |
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