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Sean Elizabeth Ladd

D.A. Davidson & Co.

Bellevue, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-10
WA RA APPROVED 2018-11-05
  • TX RA
    APPROVED_RES
    Since 2021-08-10
  • WA RA
    APPROVED
    Since 2018-11-05

Branch Locations

10400 Ne 4Th St. Suite 400, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell Investments Seattle WA 06/2011 10/2017
Unemployed Edmonds WA 10/2017 02/2018
D.A. Davidson & Co. Bellevue WA 02/2018 Present
  • 06/2011 → 10/2017
    Russell Investments
    Seattle, WA
  • 10/2017 → 02/2018
    Unemployed
    Edmonds, WA
  • 02/2018 → Present
    D.A. Davidson & Co.
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-05
S63 Uniform Securities Agent State Law Examination 1990-06-15
  • S65 Uniform Investment Adviser Law Examination
    2018-11-05
  • S63 Uniform Securities Agent State Law Examination
    1990-06-15
Other Names
  • Sean Elizabeth Eckels
  • Sean Elizabeth Ainsworth
  • Eckels Ainsworth

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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