Dominick Anthony Gallo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2002-07-29

NJ RA
APPROVED

Since 2002-07-29

Branch Locations

Colts Neck, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Colts Neck	NJ	05/1989	03/2020
Ameriprise Financial Services, Llc	Colts Neck	NJ	03/2020	Present

05/1989 → 03/2020

Ameriprise Financial Services, Inc.

Colts Neck, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Colts Neck, NJ

Other Businesses

Real Estate Ownership; Family home given to myself and my brothers over 30 years ago by our mother.; 1640 Bath AvenueBrooklyn, NY 11214, ,; ; / Single Family; 24 Heron Marsh Circle, , Pawleys Island, SC, 29585; Not Investment-Related; 01/01/2020.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-07-24

S63 Uniform Securities Agent State Law Examination

1989-07-24

Designations

Certified Financial Planner

Other Names

Dominick Gallo

View on SEC IAPD