Erik Mcvann Feldhaus

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 08/2017
  Bmo Harris Bank
  Chicago, IL
• 07/2013 → 08/2017
  Bmo Harris Financial Advisors
  Lake Forest, IL
• 08/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Northbrook, IL
• 09/2017 → Present
  Bank Of America, N.A.
  Northbrook, IL

Previous Registrations

• 2013-07-10 → 2017-08-15
  Bmo Harris Financial Advisors, Inc.
  Lake Forest, IL
  Winnetka, IL
• 2008-10-01 → 2011-09-01
  J.P. Morgan Securities Llc
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2008-08-27 → 2008-10-01
  J.P. Morgan Securities Inc.
  Chicago, IL
• 2005-08-26 → 2008-08-07
  Citigroup Global Markets Inc.
  Rancho Bernardo, CA
  Rancho Bernardo, CA
  Chicago, IL
  Chicago, IL
• 1999-11-29 → 2005-08-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Diego, CA

Other Businesses

I*1264247 For profit or not for profit: Entity Governmental Name of outside business organization: Village of Rosemont Investment related: N Address of business: Rosemont, Illinois, 60018 Nature of business: ["Governmental Organization"] Position, title, association: ["Employee"], Start date of relationship: 4/22/2023 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Working traffic control for events.

Exams

• S66 Uniform Combined State Law Examination
  1999-10-15

Other Names

• Erik M Feldhaus