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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-05-12
MT RA APPROVED 2025-09-30
IL RA APPROVED 2025-05-07
GA RA APPROVED 2025-03-06
NC RA APPROVED 2025-03-05
CT RA APPROVED 2023-10-18
MN RA APPROVED 2023-10-17
MD RA APPROVED 2023-08-08
NE RA APPROVED 2022-11-09
OK RA APPROVED 2022-07-26
KS RA APPROVED 2022-01-12
VA RA APPROVED 2021-10-28
WA RA APPROVED 2021-08-02
OR RA APPROVED 2021-06-08
AZ RA APPROVED 2021-06-04
NV RA APPROVED 2021-02-25
NJ RA APPROVED 2020-06-24
TX RA APPROVED_RES 2019-02-11
FL RA APPROVED 2016-12-06
CO RA APPROVED 2012-08-20
CA RA APPROVED 2011-02-14
  • UT RA
    APPROVED
    Since 2026-05-12
  • MT RA
    APPROVED
    Since 2025-09-30
  • IL RA
    APPROVED
    Since 2025-05-07
  • GA RA
    APPROVED
    Since 2025-03-06
  • NC RA
    APPROVED
    Since 2025-03-05
  • CT RA
    APPROVED
    Since 2023-10-18
  • MN RA
    APPROVED
    Since 2023-10-17
  • MD RA
    APPROVED
    Since 2023-08-08
  • NE RA
    APPROVED
    Since 2022-11-09
  • OK RA
    APPROVED
    Since 2022-07-26
  • KS RA
    APPROVED
    Since 2022-01-12
  • VA RA
    APPROVED
    Since 2021-10-28
  • WA RA
    APPROVED
    Since 2021-08-02
  • OR RA
    APPROVED
    Since 2021-06-08
  • AZ RA
    APPROVED
    Since 2021-06-04
  • NV RA
    APPROVED
    Since 2021-02-25
  • NJ RA
    APPROVED
    Since 2020-06-24
  • TX RA
    APPROVED_RES
    Since 2019-02-11
  • FL RA
    APPROVED
    Since 2016-12-06
  • CO RA
    APPROVED
    Since 2012-08-20
  • CA RA
    APPROVED
    Since 2011-02-14

Branch Locations

8141 E. 2Nd Street Suite #330, Downey, CA 90241 • United States

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Nestyield Etfs

8141 2Nd Street Suite 305, Downey, CA 90241 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-22
  • CA RA
    APPROVED
    Since 2024-10-22

Branch Locations

8141 2Nd Street Suite 305, Downey, CA 90241 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Psp Financial Downey CA 01/1994 Present
Centaurus Financial, Inc. Anaheim CA 02/2011 Present
Nest Egg Etfs, Llc Dba Nestyield Etfs Downey CA 10/2024 Present
  • 01/1994 → Present
    Psp Financial
    Downey, CA
  • 02/2011 → Present
    Anaheim, CA
  • 10/2024 → Present
    Nest Egg Etfs, Llc Dba Nestyield Etfs
    Downey, CA
Previous Registrations
  • 2007-03-15 → 2011-02-14
    Downey, CA
  • 1997-12-22 → 2006-07-31
    Tower Square Securities, Inc.
    Downey, CA
Other Businesses

1. RAMOS CONSULTING AND WEALTH MANAGEMENT INC. NON-INVESTMENT RELATED, 8141 2ND ST. #330, DOWNEY, CA. DBA FOR BRANDING PURPOSES, FINANCIAL ADVISOR, SINCE 10/18/2018. 2. RAMOS ECONOMIA OR RAMOS FINANZAS, NON-INVESTMENT RELATED, 8141 E. 2ND STREET, #330, DOWNEY, CA. RADIO OR TV, OWNER, SINCE 5/15/2013, DEVOTED TIME IS 3 HOURS A MONTH, DBA, I USE THIS NAME ON TWITTER AND FACEBOOK. 3. FINANCIAL ADVISORS, LLC, NON-INVESTMENT RELATED, 8141 2ND STREET, SUITE #608, DOWNEY, CA 90241, INSURANCE AGENCY, PARTNER, SINCE 6/1/2016, DEVOTED TIME IS 3 HRS A MONTH, CONSULTING, PARTNER AND MARKETING. 4. ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 8141 2ND STREET, SUITE #608, DOWNEY, CA 90241, I WILL BE PART OF THE ESTATE PLANNING TEAM SETTING UP DEFERRED SALES TRUSTS, MEMBER, SINCE 3/302016, DEVOTED TIME IS 5 HRS A MONTH, JOINING THE TEAM TO HELP STRUCTURE AND SELL DEFERRED SALES TRUSTS. 5. RAMOS FINANCIAL CONSULTING FIRM INC., NON-INVESTMENT RELATED, 8141 2ND ST., SUITE #608, DOWNEY, CA 90241, BRANDING PURPOSES ONLY, PRESIDENT, SINCE 4/030/2015. 6. AGENT, PSP FINANCIAL GROUP INC., 8141 E. 2ND STREET, #608, DOWNEY, CA 90241. NON-INVESTMENT RELATED SINCE 01/1994 AND I SPEND APPROX. 160 HOURS ON THIS ACTIVITY. FOR BRANDING PRURPOSES ONLY. 7. CGM RISK MANAGEMENT AND INSURANCE SERVICES LLC, NON-INVESTMENT RELATED, 8141 2ND ST., DOWNEY, CA 90241, PROPERTY & CASUALTY INSURANCE, AGENT, SINCE 12/20/2019, DEVOTED TIME IS 5 HOURS A MONTH, PROVIDE PROPERTY AND CASUALTY INSURANCE SERVICES. 8. RAMOS CAPITAL GROUP, ADVISOR, NON-INVESTMENT RELATED, 0 SECURITIES HOURS, 8141 2ND ST. #330, DOWNEY, CA. START DATE: 1/03/23. DBA FOR BRANDING PURPOSES ONLY. 9. NEST EGG ETFS, LLC, SENIOR PORTFOLIO MANAGER, INVESTMENT RELATED. 5 SECURITIES HOURS, START DATE: 9/24/24. 8141 2ND ST. #330, DOWNEY, CA. 10. NESTYIELD ETFS, LLC, MANAGER, NON-INVESTMENT RELATED. 0 SECURITIES HOURS. START DATE: 9/24/2024. 8141 2ND ST. #330, DOWNEY CA. FOR BRANDING PURPOSES ONLY. 11.MANUEL RAMOS - TODO EN FINANZAS, OWNER, NON-INVESTMENT RELATED, 0 SECURITIES HOURS, START DATE: 08/01/2025. 8141 2ND ST. #330 DOWNEY, CA. FOR BRANDING PURPOSES ONLY. 12. DUNHAM TRUST SERVICES, NON-INVESTMENT RELATED, TRUST ADMINISTRATION SERVICES. 200 S. VIRGINIA. ST. #400, RENO NV. I MAY REFER CLIENTS TO DUNHAM TRUST SERVICES AND COORDINATE WITH THIRD-PARTY LEGAL COUNSEL IN CONNECTION WITH ESTATE, TAX OR DEFERRED SALES PLANNING STRATEGIES. I DO NOT RECEIVE COMPENSATION FOR MAKING THE REFERRAL. 13. NEST EGG ETFS, LLC/NESTYIELD ETFS. INVESTMENT RELATED, 3 SECURITIES HOURS, START DATE: 9/24/24. 8141 2ND ST. #305, DOWNEY, CA. PORTFOLIO MANAGER. I AM RESPONSIBLE FOR OVERSEEING THE DESIGN, IMPLEMENTATION, AND MANAGEMENT OF ETF-INVESTMENT STRATEGIES. CLIENTS ARE UNDER NO OBLIGATION TO PURCHASE OR INVEST IN ANY AFFILIATED PRODUCT OR STRATEGY AND ANY SUCH RECOMMENDATION WOULD BE MADE ONLY WHEN APPROPRIATE BASED ON THE CLIENT'S INVESTMENT OBJECTIVES, FINANCIAL CIRCUMSTANCES, RISK TOLERANCE, AND OVERALL PORTFOLIO NEEDS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-05-23
  • S63 Uniform Securities Agent State Law Examination
    1991-05-23
Designations
Other Names
  • Juan Manuel Ramos
  • Juan Manuel Ramos

View on SEC IAPD

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