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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MO RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 10/1994 08/2023
Minnesota Life Insurance Company St. Paul MN 10/1994 08/2023
Renaissance Financial Corp. St. Louis MO 10/1994 Present
R.F. Brokerage St. Louis MO 10/1994 Present
Securian Financial Services, Inc. St. Paul MN 10/2001 08/2023
Self-Employed St. Louis MO 06/1992 Present
Coop Ins Agency, Inc San Diego CA 05/2004 Present
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/1994 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 10/1994 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 10/1994 → Present
    Renaissance Financial Corp.
    St. Louis, MO
  • 10/1994 → Present
    R.F. Brokerage
    St. Louis, MO
  • 10/2001 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 06/1992 → Present
    Self-Employed
    St. Louis, MO
  • 05/2004 → Present
    Coop Ins Agency, Inc
    San Diego, CA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 1998-01-22 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Paul, MN
  • 1998-05-26 → 2007-12-31
    Renaissance Financial Corporate Education Llc
    St. Louis, MO
  • 1998-12-01 → 2004-10-05
    Rf Advisors Llc
    St. Louis, MO
Other Businesses

1. BLUE CROSS BLUE SHIELD POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1992 ADDRESS: , St Louis MO , United States DESCRIPTION: Agent/Broker 2. CHURCHILL CENTER & SCHOOL POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2018 ADDRESS: , Town and Country MO , United States DESCRIPTION: Member 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: October 1994 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: October 1994 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 5. RFC HIGHLANDS PLAZA TWO LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2007 ADDRESS: , St. Louis MO , United States DESCRIPTION: Owner; 6. NAME OF OTHER BUSINESS: CLIENT'S IRREVOCABLE TRUST ADVISORY COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CHARITABLE GIVING ADVICE; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: ADVISORY COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0.15; APX NUMBER OF HOURS DURING TRADING HOURS: 0.15; BRIEF DESCRIPTION OF DUTIES: PROVIDE CHARITABLE GIVING ADVICE; 7. NAME OF OTHER BUSINESS: CHURCHILL SCHOOL AND CENTER; INVESTMENT RELATED: NO; ADDRESS: 1021 MUNICIPLE CENTER DR, TOWN AND COUNTRY, MO 63131; NATURE OF BUSINESS: BOARD; START DATE: 8/2017; POSITION/TITLE/RELATIONSHIP: TREASURER/FINANCE COMMITTEE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH BUDGET, AUDIT, ENDOWMENT FUND;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-26
S63 Uniform Securities Agent State Law Examination 1989-09-15
  • S65 Uniform Investment Adviser Law Examination
    2001-03-26
  • S63 Uniform Securities Agent State Law Examination
    1989-09-15

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