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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 10/1994 | 08/2023 |
| Minnesota Life Insurance Company | St. Paul | MN | 10/1994 | 08/2023 |
| Renaissance Financial Corp. | St. Louis | MO | 10/1994 | Present |
| R.F. Brokerage | St. Louis | MO | 10/1994 | Present |
| Securian Financial Services, Inc. | St. Paul | MN | 10/2001 | 08/2023 |
| Self-Employed | St. Louis | MO | 06/1992 | Present |
| Coop Ins Agency, Inc | San Diego | CA | 05/2004 | Present |
| Cetera Wealth Services, Llc | St. Louis | MO | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. BLUE CROSS BLUE SHIELD POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1992 ADDRESS: , St Louis MO , United States DESCRIPTION: Agent/Broker 2. CHURCHILL CENTER & SCHOOL POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2018 ADDRESS: , Town and Country MO , United States DESCRIPTION: Member 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: October 1994 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: October 1994 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 5. RFC HIGHLANDS PLAZA TWO LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2007 ADDRESS: , St. Louis MO , United States DESCRIPTION: Owner; 6. NAME OF OTHER BUSINESS: CLIENT'S IRREVOCABLE TRUST ADVISORY COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CHARITABLE GIVING ADVICE; START DATE: 9/2023; POSITION/TITLE/RELATIONSHIP: ADVISORY COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0.15; APX NUMBER OF HOURS DURING TRADING HOURS: 0.15; BRIEF DESCRIPTION OF DUTIES: PROVIDE CHARITABLE GIVING ADVICE; 7. NAME OF OTHER BUSINESS: CHURCHILL SCHOOL AND CENTER; INVESTMENT RELATED: NO; ADDRESS: 1021 MUNICIPLE CENTER DR, TOWN AND COUNTRY, MO 63131; NATURE OF BUSINESS: BOARD; START DATE: 8/2017; POSITION/TITLE/RELATIONSHIP: TREASURER/FINANCE COMMITTEE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH BUDGET, AUDIT, ENDOWMENT FUND;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-15 |
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