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Michael David Abbatacola

Cetera Investment Advisers LLC

Lombard, IL

CRD 1955854

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-27
IL RA APPROVED 2008-12-01
  • TX RA
    APPROVED_RES
    Since 2023-02-27
  • IL RA
    APPROVED
    Since 2008-12-01

Branch Locations

711 South Meyers Rd., Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 09/1992 Present
Cetera Investment Advisers Llc Schaumburg IL 07/1995 Present
Old Second National Bank Lombard IL 03/2022 Present
  • 09/1992 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/1995 → Present
    Schaumburg, IL
  • 03/2022 → Present
    Old Second National Bank
    Lombard, IL
Other Businesses

1) OLD SECOND NATIONAL BANK IS NOT INVESTMENT RELATED AND THE POSITION IS VICE PRESIDENT. SINCE 3/2022; 2) OLD SECOND WEALTH MANAGEMENT; INV REL; LOMBARD, IL; FINANCIAL SERVICES; VICE PRESIDENT; START DATE 03/2022; 160 HRS/MTH DURING SECURITIES TRADING HRS:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-02
S63 Uniform Securities Agent State Law Examination 1992-10-13
  • S65 Uniform Investment Adviser Law Examination
    1998-11-02
  • S63 Uniform Securities Agent State Law Examination
    1992-10-13

View on SEC IAPD

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