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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-27 |
| IL | RA | APPROVED | 2008-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 09/1992 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/1995 | Present |
| Old Second National Bank | Lombard | IL | 03/2022 | Present |
1) OLD SECOND NATIONAL BANK IS NOT INVESTMENT RELATED AND THE POSITION IS VICE PRESIDENT. SINCE 3/2022; 2) OLD SECOND WEALTH MANAGEMENT; INV REL; LOMBARD, IL; FINANCIAL SERVICES; VICE PRESIDENT; START DATE 03/2022; 160 HRS/MTH DURING SECURITIES TRADING HRS:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-13 |
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