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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-02-05 |
| TX | RA | APPROVED_RES | 2006-11-29 |
Branch Locations
800 Willamette St, Eugene, OR 97401 • United States
Eugene, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Eugene | OR | 12/1996 | Present |
| Bank Of America, Na | Eugene | OR | 11/2009 | Present |
I*22723 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE JOHN G. SHEDDD INSTITUTE FOR THE ARTS INVESTMENT RELATED: N ADDRESS OF BUSINESS: EUGENE, OREGON 97440 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 8/1/1992 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 10 DUTIES: OFFICER ADVISORY BOARD MEMBER DIRECTOR/BOARD MEMBER SUBCOMMITTEE MEMBER PROMOTE A DEEPER UNDERSTANDING AND APPRECIATION FOR AMERICA'S MANY RICH AND VITAL MUSICAL TRADITIONS AND TO ENGENDER IN THE MEMBERS OF OUR COMMUNITYA DESIRE TO PARTICIPATE ACTIVELY IN
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-07-27 |
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