Richard Lee Rimel

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 03/2020
  Securities America, Inc.
  Lincoln, NE
• 03/2007 → 03/2020
  Securities America Advisors, Inc.
  Lincoln, NE
• 03/2007 → 04/2020
  Jfc Financial Services
  Lincoln, NE
• 09/2008 → 08/2019
  First State Financial Services
  Lincoln, NE
• 04/2020 → Present
  Lpl Financial Llc
  Lincoln, NE

Previous Registrations

• 2007-03-16 → 2020-04-02
  Securities America Advisors, Inc.
  Lincoln, NE
  Lincoln, NE
• 2001-05-31 → 2007-03-14
  Securian Financial Services, Inc.
  Lincoln, NE
  Lincoln, NE

Other Businesses

1. 9/22/2020 - JFC Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/29/1987 - 1 Hour Per Month During Securities Trading. 2. 10/22/2021 - JFC Advisor Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2021 - 200 Hours Per Month/200 Hours During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-07-28