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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2015-07-07 |
Branch Locations
1021 East Cary Street Suite 1950, Richmond, VA 23219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 07/2015 | Present |
1. CENTRAL VIRGINIA BASKETBALL OFFICIALS ASSOCIATION; 1518 LAUREL TOP DRIVE MIDLOTHIAN VA 23114; HIGH SCHOOL BASKETBALL OFFICIAL; OFFICIATE HIGH SCHOOL BASKETBALL GAMES; AFFILIATION STARTED 11/01/1990; 10 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-10 |
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