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Lee James Whittles

Scs

Bellevue, WA

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Current Employers
Scs

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-12-03
  • WA RA
    APPROVED
    Since 2020-12-03

Branch Locations

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bellevue WA 03/2013 Present
Bensler, Llc - Dba: Scs Bellevue WA 11/2020 Present
  • 03/2013 → Present
    Lpl Financial Llc
    Bellevue, WA
  • 11/2020 → Present
    Bensler, Llc - Dba: Scs
    Bellevue, WA
Previous Registrations
Other Businesses

1) 03/10/2015 - NORTHWESTSCS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - AT REPORTED BUSINESS LOCATION(S) - START 02/20/2015 - 160 HR/MO 140 DURING SECS TRDG HRS. 2) 3/19/2015: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SCS - STARTED 12/15/2014 - INVESTMENT RELATED - 160 HOURS PER MONTH/80 HOURS DURING TRADING - 200 112TH AVE NE #205, BELLEVUE, WA 98004. 3) 11/14/2016: Missiori Ridge Ski Patrol - Not Investment Related - 7500 Mission Ridge Road, Wenatchee, WA 98801 - Outside/W-2 Employment - Started 10/11/2016 - 20 Hours Per Month/0 Hours During Securities Trading - Paid Pro Ski Patroller. 4) 1/13/2021 - Bensler, LLC - DBA: (Hybrid) SCS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/07/2020 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-28
S63 Uniform Securities Agent State Law Examination 1989-07-05
  • S66 Uniform Combined State Law Examination
    2006-04-28
  • S63 Uniform Securities Agent State Law Examination
    1989-07-05

View on SEC IAPD

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