Richard Joseph Beach

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1985 → Present
  Reserve Financial Agency Corporation
  Rockyriver, OH
• 01/2008 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2005-07-25 → 2007-12-31
  Transamerica Financial Advisors, Inc.
  Rocky River, OH
  Rocky River, OH

Other Businesses

RESERVE FINANCIAL, Is Investment Related, DBA/Insurance Sales, Financial Professional, Insurance Agent, 12/05/2007,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Insurance Sales of life insurance, Long-Term Care, disability and fixed annuities

Designations

• Certified Financial Planner

Other Names

• Rick Beach