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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| GA | RA | APPROVED | 2023-03-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fast Lane Music | Lawrenceville | GA | 01/2006 | Present |
| Voya Financial Advisors | Snellville | GA | 03/2015 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
NAME OF ENTITY:Fast Lane Music; No; 2809 DOCK SIDE CT; LAWRENCEVILLE; GA; 30045; Recording Studio; Owner; 1/1/2006; 40; 0; Record, mix, & master music for various clients.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2544 SCHOONER COVE; SNELLVILE; GA; 30078; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/24/2015; 30; 20; SALES OF FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-10 |
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