Alan Brent Golden

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → 11/2023
  Fsc Securities Corporation
  Rockville, MD
• 11/2023 → Present
  Osaic Wealth, Inc.
  Rockville, MD

Previous Registrations

• 2006-08-28 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
  Rockville, MD
• 2000-09-28 → 2006-08-29
  Pruco Securities, Llc.
  Rockville, MD
  North Bethesda, MD
  Hunt Valley, MD
  Bethesda, MD

Other Businesses

1) ALAN B. GOLDEN - INSURANCE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/1989 ADDRESS: 11300 Rockville Pike, Suite 700, Rockville MD 20852, United States DESCRIPTION: Insurance marketing and sales (non-security) 2) ALAN B. GOLDEN DBA THE PENSURE GROUP POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/01/1989 ADDRESS: 11300 Rockville Pike, Suite 700, Rockville MD 20852, United States DESCRIPTION: Oversee payroll and internal tax preparation.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-10
• S63 Uniform Securities Agent State Law Examination
  1989-09-11