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Shauket Sherali

Spondeo Capital, LLC

Los Angeles, CA

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Current Employers
Spondeo Capital, Llc

Los Angeles, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-02
CA RA APPROVED 2022-01-24
  • TX RA
    APPROVED_RES
    Since 2022-06-02
  • CA RA
    APPROVED
    Since 2022-01-24

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Los Angeles CA 06/2011 01/2022
Morgan Stanley Private Bank, N.A. New York NY 01/2015 01/2022
Spondeo Capital, Llc Los Angeles CA 01/2022 Present
Morgan Stanley Private Bank, N.A New York NY 04/2018 Present
  • 06/2011 → 01/2022
    Morgan Stanley Smith Barney Llc
    Los Angeles, CA
  • 01/2015 → 01/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2022 → Present
    Spondeo Capital, Llc
    Los Angeles, CA
  • 04/2018 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-07
  • S66 Uniform Combined State Law Examination
    2011-10-07
Other Names
  • Shauket Sherally
  • Seanstockman Sherally

View on SEC IAPD

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