Dawn Renee Schricke

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA

Previous Registrations

• 2009-10-05 → 2013-01-04
  Ameriprise Financial Services, Llc
  Troy, MI
  Farmington Hills, MI
• 2008-08-05 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Bloomfield Hills, MI
  West Bloomfield, MI
• 2007-07-09 → 2008-04-18
  Morgan Stanley & Co. Llc
  Rochester, MI

Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY; TYPE OF BUSINESS: INVESTMENT REAL ESTATE; NOT INVESTMENT RELATED ; OTHER, OWNER OF HOME - INCOME COVERS MORTGAGE PAYMENT ; HRS/MONTH: 0 - 20 ; INC: $NO INCOME; NO ACTIVITY INVOLVES MERRILL LYNCH CLIENTS; NO ACTIVITY LIKELY TO INTERFERE WITH RESPONSIBILITY TO COMPANY AND ITS CLIENTS; NO ACTIVITY LIKELY TO BE VIEWED BY CLIENTS OR PUBLIC AS MERRILL LYNCH ACTIVITY.

Exams

• S66 Uniform Combined State Law Examination
  2018-04-23

Other Names

• Dawn Renee Brandt