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Francis J Lee

Rwa Wealth Partners

Boston, MA

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Current Employers
Rwa Wealth Partners

Prudential Tower 800 Boylston Street, Boston, MA 02199 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-05-11
  • MA RA
    APPROVED
    Since 2021-05-11

Branch Locations

Prudential Tower 800 Boylston Street, Boston, MA 02199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Milton MA 07/2016 08/2017
Avantax Investment Services, Inc. Dallas TX 08/2017 03/2021
Adviser Investments, Llc Newton MA 03/2021 10/2023
Polaris Wealth Advisory Group San Rafael CA 02/2023 11/2023
Rwa Wealth Partners, Llc Newton MA 10/2023 Present
  • 07/2016 → 08/2017
    Unemployed
    Milton, MA
  • 08/2017 → 03/2021
    Avantax Investment Services, Inc.
    Dallas, TX
  • 03/2021 → 10/2023
    Adviser Investments, Llc
    Newton, MA
  • 02/2023 → 11/2023
    Polaris Wealth Advisory Group
    San Rafael, CA
  • 10/2023 → Present
    Rwa Wealth Partners, Llc
    Newton, MA
Previous Registrations
  • 2023-02-27 → 2023-11-08
    Polaris Wealth Advisory Group
    San Rafael, CA
    Newton, MA
  • 1998-07-02 → 2009-11-02
    Strategic Advisers Llc
    Boston, MA
  • 2001-04-06 → 2007-03-28
    Fidelity Personal Trust Company, Fsb
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-25
S63 Uniform Securities Agent State Law Examination 1995-03-30
  • S65 Uniform Investment Adviser Law Examination
    1998-06-25
  • S63 Uniform Securities Agent State Law Examination
    1995-03-30
Designations
Other Names
  • Francis Joseph Lee
  • Francis Joseph Lee

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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