Mark Allen Sunberg

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2020 → Present
  Sunberg Capital Partners, Inc
  Woodbury, MN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH WELLS FARGO INSURANCE SERVICES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, HEALTH, DISABILITY AND ANNUITIES; (2) NAME OF OTHER BUSINESS: RED'S SAVOY PIZZA ; INVESTMENT RELATED: NO ; ADDRESS: 143 SNELLING AVE N ST PAUL, MN 55104 ; NATURE OF BUSINESS: RESTAURANT ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER ; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: ENTERPRISE BUSINESS ; (3) NAME OF OTHER BUSINESS: DISCERNA CAPITAL INC ; INVESTMENT RELATED: NO ; ADDRESS: 17 MERILANE AVE, EDINA MN 55436 ; NATURE OF BUSINESS: HOLDING COMPANY ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP VP / BOARD OF DIRECTOR; APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY USE TO MAKE PRIVATE INVESTMENTS ; (4) NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL., INC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2010, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5) NAME OF OTHER BUSINESS: SUNBERG CAPITAL PARTNERS, INC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2020 POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-18
• S63 Uniform Securities Agent State Law Examination
  1994-11-08