Best Investors
Account
Sign in
Best Investors
Account
Sign in
7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-06-11 |
| LA | RA | APPROVED | 2025-07-30 |
| TX | RA | APPROVED_RES | 2025-07-30 |
| CA | RA | APPROVED | 2020-02-05 |
Branch Locations
200 Prosperity Drive, Knoxville, TN 37923 • United States
7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc | San Diego | CA | 09/2014 | 10/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Carlsbad | CA | 10/2017 | 02/2020 |
| Waddell & Reed, Inc | Carlsbad | CA | 10/2017 | 02/2020 |
| United Planners Financial Services | Scottsdale | AZ | 02/2020 | Present |
| David Brook Fields | Solana Beach | CA | 05/2006 | Present |
1.) PACIFIC TIDES WEALTH MANAGEMENT - MANAGING PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - KNOXVILLE, TN - SINCE 01/2020 - INVESTMENT RELATED 2.) DAVID BROOK FIELDS - AGENT - NON-VARIABLE INSURANCE - KNOXVILLE, TN - SINCE 05/2006 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-27 |
Reach out to this advisor