Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-26 |
| DC | RA | APPROVED | 2005-01-12 |
| MD | RA | APPROVED | 2004-12-16 |
| VA | RA | APPROVED | 2004-12-09 |
Branch Locations
100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States
3 S King St, Leesburg, VA 20175 • United States
Sterling, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 06/1987 | Present |
I*395819 Entity Type: CharitableName of OBA: Friends of the Sterling LibraryAddress:Sterling, VA, 20164Investment Related:No + no payPosition, Title, Association:Board MemberEmployee Start Date:02/07/2024 No Hours: 2 Monthly No Hours during trading:0 Duties: monthly board meetings, work at book sales, To support the Library patrons and its staff in providing funds for services and support. I*108924FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CREATIVE MEMORIESINVESTMENT RELATED: NADDRESS OF BUSINESS:ST CLOUD, MINNESOTA 56301NATURE OF BUSINESS: CORPORATION,POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 9/22/2017NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: CREATIVE MEMORIES IS A SCRAPBOOKING COMPANY, I WILL BE AN ADVISOR WHICH SELLS SCRAPBOOKING SUPPLIES TO OTHER SCRAPBOOKERS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-27 |
Reach out to this advisor