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Elizabeth Anderson Munday

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Statesville, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-11-19
  • NC RA
    APPROVED
    Since 2018-11-19

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Statesville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Statesville NC 01/2013 03/2017
Wells Fargo Funds Distributor, Llc Charlotte NC 05/2017 10/2018
Wells Fargo Funds Management, Llc Charlotte NC 05/2017 10/2018
Tiaa Charlotte NC 11/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 11/2018 Present
Nuveen Securities, Llc Charlotte NC 10/2021 Present
  • 01/2013 → 03/2017
    Lpl Financial Llc
    Statesville, NC
  • 05/2017 → 10/2018
    Wells Fargo Funds Distributor, Llc
    Charlotte, NC
  • 05/2017 → 10/2018
    Wells Fargo Funds Management, Llc
    Charlotte, NC
  • 11/2018 → Present
    Tiaa
    Charlotte, NC
  • 11/2018 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
  • 10/2021 → Present
    Nuveen Securities, Llc
    Charlotte, NC
Previous Registrations
  • 2017-06-09 → 2018-11-01
    Allspring Funds Management, Llc
    Charlotte, NC
  • 2013-01-22 → 2017-04-11
    Lpl Financial Llc
    Statesville, NC
    Charlotte, NC
    Statesville, NC
    Fort Mill, SC
  • 2011-04-13 → 2012-12-31
    Regal Investment Advisors Llc
    Cornelius, NC
    Kentwood, MI
  • 2009-03-10 → 2011-04-13
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2008-01-29 → 2009-03-05
    Questar Asset Management, Inc.
    Cornelius, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-28
S63 Uniform Securities Agent State Law Examination 2000-09-11
  • S65 Uniform Investment Adviser Law Examination
    2008-01-28
  • S63 Uniform Securities Agent State Law Examination
    2000-09-11
Other Names
  • Elizabeth Anderson
  • Elizabeth Leigh Anderson
  • Elizabeth Leigh Munday
  • Elizabeth Anderson Munday
  • Elizabeth Munday
  • Elizabeth A Munday

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

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