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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-18 |
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
41-60 Main Street Suite 303, Flushing, NY 11355 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Flushing | NY | 12/2008 | 03/2017 |
| Mml Investors Services, Llc | Flushing | NY | 03/2017 | Present |
| Massmutual Life Insurance Co | Flushing | NY | 07/2016 | Present |
(1) NAME: INDEPENDENT INSURANCE AGENT (LI PING KATHY WANG) INV REL: Y ADDR: 38-08 UNION ST, #2HD, FLUSHING, NY 11354 NATURE: NON-MMLIA: LIFE, DISABILITY, PROPERTY AND CASUALTY, EQUITY FIXED LIFE, LONG-TERM CARE, FIXED ANNUITIES, AND HEALTH POSITION: BROKER START: 12/2009 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 1. (2) NAME: LI WANG INV REL: Y ADDR: 38-08 UNION ST, SUITE #2HD, FLUSHING, NY 11354 NATURE: REALTOR/REAL ESTATE POSITION: REAL ESTATE BROKER START: 07/1997 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0. (3) NAME: GALAXY LENDING CORP. INV REL: Y ADDR: 38-08 UNION STREET, SUITE 2HA, FLUSHING, NY 11354 NATURE: OTHER: MORTGAGE SERVICES POSITION: LOAN OFFICER START: 08/2020 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 1.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-01-09 |
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