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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-24
FL RA APPROVED 2013-06-10
  • TX RA
    APPROVED_RES
    Since 2019-07-24
  • FL RA
    APPROVED
    Since 2013-06-10

Branch Locations

100 North Tampa Street Suite 1750, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Tampa FL 06/2013 Present
  • 06/2013 → Present
    Stifel Nicolaus & Co Inc
    Tampa, FL
Previous Registrations
Other Businesses

1. Brett Favre Fourward Foundation; 1 Willow Bend Hattiesburg MS 39401; Supports charities that provide to under served and disabled children and breast cancer patients; Board Member; Review Charities and vote on distribution of monies; 6/11/99; 1 hour per yr; not during securities trading hours; not investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-09-11
  • S63 Uniform Securities Agent State Law Examination
    1989-09-11

View on SEC IAPD

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